Wintrust Financial
Wintrust is a financial holding company with approximately $50 billion assets under management and traded on the NASDAQ:WTFC. Built on the “HAVE IT ALL” model, Wintrust offers sophisticated technology and resources of a large bank while focusing on providing service-based community banking to each and every customer. Wintrust operates fifteen community bank subsidiaries with over 170 banking locations in the greater Chicago and southern Wisconsin market areas. Additionally, Wintrust operates various non-bank business units including commercial and life insurance premium financing, short-term accounts receivable financing, out-sourced administrative services, mortgage origination and purchase, wealth management services and qualified intermediary services for tax-deferred exchanges.
Why join us?
An award-winning culture! We are rated a Top Workplace by the Chicago Tribune (past 9 years) and Employee Recommended award by the Globe & Mail (past 6 years)
Competitive pay and discretionary bonus eligible
Comprehensive benefit package including medical, dental, vision, life, a 401k plan with a generous company match and tuition reimbursement to name a few
Promote from within culture
Why join this team?
Work-Life Balance
Hybrid Work Schedule – Split your time working remotely and at our Corporate Headquarters in Rosemont, IL
Minimal travel required to banking and non-banking locations in and outside of Rosemont (Less than 10%)
An entrepreneurial culture with opportunity for growth
Unique opportunity to work with Wintrust Mortgage, one of the top 20 bank-owned retail mortgage originators and loan servicers in the country, originating in excess of $4 billion in loans annually, in all 50 states. The division has 65 lending offices across the U.S., and more than 175 bank branch locations. Putting people at the center of everything we do to promote homeownership.
Position Summary
This Senior Auditor will be responsible for assisting with the completion audit activities relating to audit engagements as assigned by management. This role may also be an “Auditor-In-Charge” position and will be responsible for leading audit engagements, working closely with the audit manager to assist in the development/refinement of the scope of the audit and to devise an appropriate testing approach to be performed. The position promotes a collaborative environment. The Senior Auditor would be responsible for workpaper quality and timeliness and must possess strong written and oral communication skills to communicate with team members and to communicate audit results to management. Team members are encouraged to think creatively, challenge current processes, build relationships, identify and evaluate emerging risks, and hold themselves and teammates accountable in a flexible and delivery driven environment.
What You’ll Do
Perform various roles on audit engagements based on the needs of the team, including leading and/or staffing audits
Work closely with audit manager and audit team to develop and execute audit planning and fieldwork execution
Assist with the completion of required planning documentation, perform process walkthroughs, and draft risks, controls, and test programs
Execute testing in accordance with department and IIA standards, producing clear and concise documentation that aligns with test objectives
Apply analytical skills to review information, assess audit results, and evaluate adequacy of controls
When acting as the Auditor-in-Charge, complete workpaper review of the audit team members to ensure departmental standards have been met
Effectively communicate audit results, both verbally and in writing
Perform issue validation as needed
Maintain professional standards as defined by IIA, Internal Audit Charter, and company policies
Obtain and maintain an awareness of organizational, procedural, and technological changes that have occurred/planned to occur within responsible areas
Develop positive working relationship and maintain effective communication with audit leadership team, audit team members, audit clients, and key stakeholders
Provide timely feedback to audit team members, both written and verbally, regarding their performance evaluation
Qualifications
Minimum of a bachelor’s degree, from an accredited college or university, with a major in Accounting, Business Administration, Finance or related field of study
Prefers a candidate with a minimum of one relevant certification (CPA, CIA, CMB, CRCM, CAMS, etc ). Candidate working toward these certifications, but not yet completed, will also be considered
Minimum of 4+ years of relevant audit experience in public accounting/internal audit and/or experience in mortgage origination/underwriting or servicing processes
Strong knowledge of internal audit processes (ie sampling, testing, and process/control walkthroughs) with strong workpaper documentation skills and mortgage industry including, investor/agency guidelines and compliance regulations
Experience in utilizing computer-assisted audit tools and techniques as well as internal audit management software (TeamMate+) desired
Benefits
Medical Insurance Dental Vision Life insurance Accidental death and dismemberment Short-term and long term Disability Insurance Parental Leave Employee Assistance Program (EAP) Traditional and Roth 401(k) with company match Flexible Spending Account (FSA) Employee Stock Purchase Plan at 5% discount Critical Illness Insurance Accident Insurance Transportation and Commuting Benefits Banking Benefits Pet Insurance
From our first day in business, Wintrust has been proud to serve a variety of unique communities and people from all walks of life. To be Chicago’s Bank and Wisconsin’s Bank, we need to reflect that diversity both in all the communities we serve, the people we employ, the organizations we work with, and our banking and lending practices. Wintrust Financial Corporation, including community banking and financial services subsidiaries, is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, national origin, sex, sexual orientation, gender identity and expressions, genetic information, marital status, age, disability, or status as a covered veteran or any other characteristic protected by law.
